【摘要】 农民专业合作经济组织发展的实践表明,作为一种新型的市场组织形式,它实现了分散经营的小农户与激烈竞争大市场的有效对接；作为一种积极的“三农”载体,它为带动农民增收、优化农业结构,促进农村经济发展等一系列农村现实问题的解决提供了新思路。本文以大连市农民专业合作经济组织为研究对象,建立在实地调研的基础之上,以大连市农民专业合作经济组织运行效率及合作经济组织运行的影响因素为研究的切入点,运用定性分析、计量分析、数据包络分析等方法,对大连市农民专业合作经济组织的运行状况进行了综合研究,最后给出了相应的研究结论并提出了可行的政策建议。本文的主要研究框架如下：第一部分为绪论,主要阐述了本文的研究背景及研究意义；对国内外关于农民专业合作经济组织的研究,特别是对合作经济组织运行效率及影响因素的文献进行了分类总结和系统梳理；并对文章结构安排和研究方法的选取做了介绍：最后给出了本研究可能的创新和不足之处。该部分为研究的下一步进行奠定了基础。第二部分为农民专业合作经济组织研究的理论基础,首先对马克思、列宁、斯大林、毛泽东和邓小平这些马克思主义理论家的农民合作理论进行系统的梳理和归纳,并对现代西方关于合作经济的前沿理论——产业组织理论、制度创新理论和博弈论进行分类总结,从而使本研究有了充分的理论依据。第三部分大连市农民专业合作经济组织运行效率测度,这部分首先对大连市农民专业合作经济组织的发展现状进行了介绍；其次介绍了常用的效率测度的方法:最后运用收集到的数据,通过构建大连市农民专业合作经济组织运行效率评价指标体系,建立DEA模型,并利用DEAP分析软件对大连市12个具有代表性的农民专业合作经济组织运行效率进行了测算,最终得到了各个合作经济组织运行效率的评价情况。第四部分为大连市农民专业合作经济组织运行影响因素分析,这部分对大连市农民专业合作经济组织运行影响因素进行了归类总结,最终确定为农户因素、制度因素、市场因素、商誉因素和资源因素这五大影响因素,并利用收回的调查数据,通过建立二元Logistic回归模型运用SPSS 17.0统计软件对五大因素进行了计量分析,最终得到大连市农民专业合作经济组织运行影响因素的具体情况。第五部分为本研究的主要结论以及对促进大连市农民专业合作经济组织健康、持续发展的一些可行性对策建议。这部分是建立在前四部分规范分析和实证分析的基础之上,通过对本研究的全面总结最终得出了一些有针对性的政策建议。本文实证分析部分分别运用了大连市12个具有代表性的农民专业合作经济组织的调查数据,通过构建DEA效率评价模型和二元Logistic回归模型分别对合作经济组织运行效率及影响因素进行了研究。对于组织运行效率研究,模型结果表明,大连市农民专业合作经济组织普遍存在规模过小,且组织生产运行过程中资源浪费现象广泛存在,但是这些问题并未达到非常严重的程度,总体来看大连市农民专业合作经济组织的运行态势的基本面较好。另外,对于组织运行影响因素的研究,模型运行结果显示,在农户因素方面,农户对合作组织的了解程度是影响农民专业合作经济组织健康运行的重要因素之一；在制度因素方面,合作经济组织的资金来源的充裕程度也会对农民专业合作经济组织健康运行产生显著影响；市场因素方面,合作经济组织所生产产品的价格波动程度直接关系到农民专业合作经济组织健康运行状况；资源因素方面,合作经济组织的领导人能力对农民专业合作经济组织健康运行会产生重要而又显著的影响。

　　【Abstract】 The development practice of the farmers’specialized cooperative economic organization shows that, as a new market form of organization, it realizes the effective docking between scattered small-scale farmers and competitive market.As a kind of active agriculture carrier,it gives a piece of new idea to increase farmers’income, to optimize the agricultural structure, to promote the development of rural economy and solve a series of the rural practical problem.The paper research on the farmers’specialized cooperative economic organization in Dalian. It is also based on the foundation of the field investigation,and the cut-in point of the research is the efficiency and influencing Factors on farmers’specialized cooperative economic organization in Dalian.According to qualitative analysis, quantitative analysis, data envelopment analysis and other methods,the paper carries out the comprehensive research on farmers’specialized cooperative economic organization in Dalian.Finally,it gives the corresponding research conclusion and put forward feasible policy proposal.The research framework of this paper is as follows:The first part is an introduction, mainly elaborated the research background and significance; this part pay attention to the research on farmers’specialized cooperative economic organization at home and abroad, especially classified for the efficiency and influencing Factors on farmers’specialized cooperative economic organization;and introduce the article structure arrangement and the choice of research methods;finally specify the possible innovation and shortage. This part is the foundation of the next step for the research.The second part is the theoretical basis of the research on farmers’specialized cooperative economic organization, at first, sorted and summarized Marxist theorists’farmers cooperation theory,such as Marx, Lenin, Stalin, Mao Zedong and Deng Xiaoping,and classified and summarized the modern western cooperative economic theory,such as the theory of industrial organization, system innovation theory and game theory.So that this research has a solid theoretical basis.The third part is based on Data Envelopment Analysis to measure the operation efficiency of farmers’specialized cooperative economic organization in Dalian, firstly,introduces the development situation of farmers’specialized cooperative economic organization in Dalian; secondly,introduces the efficiency measurement methods; finally,by using the collected data build the farmers’specialized cooperative economic organizations’ operation evaluation index system,and build the DEA model, uses the DEAP analysis software to calculate the operation efficiency of these twelve representative organizations among the cooperative economic organization in Dalian.Finally,get these organizations operating efficiency evaluation.The fourth part is the analysis of the influencing factors research on farmers’specialized cooperative economic organization in Dalian,classified and summarized the influencing factors of the farmers’specialized cooperative economic organization in Dalian, eventually identified as farmer factor, system factor, market factor, goodwill factors and resource factors of these five factors,by using the survey data through the establishment of the logistic regression model,by the help of SPSS 17.0,analysis these five factors,finally get the specific situation of the influencing factors research on farmers’specialized cooperative economic organization in Dalian.The fifth part is the conclusion of the thesis as well as the feasible countermeasures and suggestions of farmers’specialized cooperative economic organization in Dalian.This part is based on the normative analysis and empirical analysis about the first four parts, based on the comprehensive summary and finally gives some policy suggestions.In this paper, the empirical analysis using the survey data from twelve representative organizations of cooperative economic organization in Dalian.by constructing DEA efficiency rating model and logistic regression model to analysis the efficiency and ifluencing factors of these cooperative economic organization. For the efficiency of organization studies, the results of the model indicated,the size of farmers’specialized cooperative economic organization in Dalian is too small, and the resources waste phenomenon is widespread throughout th organization of the production process, but these problems did not reach very serious degree, overall, the operationgal state of farmers’specialized cooperative economic organization in Dalian show good running posture.In addition, the efficiency research on farmers’specialized cooperative economic organization in Dalian shows that:famers awareness of cooperative economic organization is one of the important factors about the healthy operation of the organization; cooperative economic organization funds adequacy will be impact on the farmers’specialized cooperative economic organization healthy operation; cooperative economic organization product price fluctuation degree directly related to the farmers’specialized cooperative economic organizations’health condition; cooperative economic organization leaders ability will have important and significant influence to the farmers’specialized cooperative economic organization.

　　【关键词】 农民专业合作经济组织； 运行效率； 影响因素； 大连；

　　【Key words】 Farmers’Specialized Cooperative Economic Organization； Efficiency； Influence Factors； Dalian；